Corporate Compliance helps to identify and prevent criminal and unethical conduct and ensures quality, efficiency, and consistency of services. Options is committed to honest and responsible conduct. Our Corporate Compliance Plan details actions that should be taken in the event of a violation or suspected violation.
For compliance-related matters, contact Corporate Compliance Officer, Celia Acosta, at 631-361-9020 ext. 1127 or send an email to CAcosta@optionscl.org.
